Failure to timely file a Form 8-K can impact a companys eligibility to use Form S-3
to access the capital markets.
Crude oil company Abraxas Petroleum (NasdaqCM:AXAS) stated on Thursday that it has filed up to USD200m in universal shelf Registration Statement on Form S-3
as well as up to 25m acquisition shelf Registration Statement on Form S-4 with the Securities and Exchange Commission.
The one we are concerned with here makes some changes for companies who offer non-convertible securities, other than common equity, and want to register that offering on Form S-3
NASDAQ: CWS), a leading supplier of forged products and industrial equipment to the wind power and other industries in China, has filed an application with the Securities and Exchange Commission to cancel its Registration Statement on Form S-3
is a "short-form" registration for the sale or resale of securities, but its availability is limited for certain issuers, depending on the transaction to be registered.
America West Holdings Corporation and America West Airlines have filed a Form S-3
registration statement with the Securities and Exchange Commission.
Celgene Corporation (NASDAQ: CELG) today announced its intention to offer, subject to market and other conditions, senior unsecured notes under a shelf registration statement on Form S-3
on file with the Securities and Exchange Commission.
M2 EQUITYBITES-May 27, 2015-Western Refining Logistics files up to USD1bn in universal shelf registration on Form S-3
Today's filings do not register additional securities for sale by Ascent Solar, but are intended solely to convert the existing registrations on Form SB-2 into less burdensome and less costly registrations on Form S-3
Infrastructure assets company NRG Yield (NYSE:NYLD) said on Tuesday that it plans to file a registration statement on Form S-3
with the Securities and Exchange Commission for the resale of its Class A common stock, par value USD0.
NASDAQ: TWGP) today amended the Form S-3
registration statement filed with the Securities and Exchange Commission on November 16, 2006 to register $81 million of equity securities for the account of the Company and to remove from registration the $5 million of common stock for the account of a selling stockholder.
United Insurance Holdings Corp (NASDAQ:UIHC), a property and casualty insurance holding company, filed a universal shelf registration statement on Form S-3
with the US Securities and Exchange Commission (the SEC), it stated on Monday.