Form BD

BD Form

A form that broker-dealer firms must file with the SEC. It contains information on each firm's officers and finances. See also: Registration.

Form BD

An SEC form to apply for registration as a broker or dealer of securities, or as a government securities broker or dealer, and to amend a registration. Form BD provides background information on the applicant.
References in periodicals archive ?
Amendments could be made to the SEC's Form BD to require disclosure regarding unpaid awards by firms;