Form 4

Also found in: Wikipedia

0.04 sec.

Form 4

The form required by the SEC for a change in the holdings of an individual owning 10% or more of the outstanding stock or in the holdings of a company officer.

Form 4

An SEC form used when reporting changes in the holdings of a firm's common stock or stock equivalents. A reporting of changes is required of holders of more than 10% of a firm's stock and of all directors and officers. This form must be filed with the SEC within ten days of the end of the month in which the change took place.

How to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit webmaster's page for free fun content.

?Page tools

Printer friendly
Cite / link
Email

Feedback
Add definition

? Mentioned in

Bearer Form
Blanket Certification Form
Form 3

Form ADV
Form BD
Form S-11

Form S-18
Form S-3
Semistrong-form efficiency

strong form
Strong-form efficiency
Weak Form

Weak-form efficiency

Financial browser

? Full browser

forfeiture
forgery
Form 10-K
Form 10-Q
Form 1099-DIV
Form 13-F
Form 3
Form 4
Form 6781
Form 8-K
Form ADV
Form BD
form contract
Form F-1
Form F-6

Financial Dictionary

Free Tools:	For surfers: Free toolbar & extensions \| Word of the Day \| Help For webmasters: Free content \| Linking \| Lookup box \| Double-click lookup \| Partner with us

All content on this website, including dictionary, thesaurus, literature, geography, and other reference data is for informational purposes only. This information should not be considered complete, up to date, and is not intended to be used in place of a visit, consultation, or advice of a legal, medical, or any other professional. Terms of Use.