Financial and Operational Combined Uniform Single Report

Financial and Operational Combined Uniform Single Report

A report the SEC requires members of the New York Stock Exchange to file with the exchange on a monthly and quarterly basis. The report includes information on each member's capital position; that is, how much each member owns in cash, securities, and other liquid assets. The report is filed on Form X-17A-5.

Financial and Operational Combined Uniform Single Report

Full browser ?