Federal Securities Act financial definition of Federal Securities Act. Federal Securities Act finance term by the Free Online Dictionary.

Securities Act of 1933

First law designed to regulate securities markets, requiring registration of securities and disclosure.

Securities Act of 1933

Legislation in the United States that formed the first major federal regulation of the securities trade. Among other provisions, it requires companies traded under interstate commerce to register with the federal government and disclose their financial statements and other activities. Before 1934, registration and disclosure were made with the Federal Trade Commission but, following the creation of the Securities & Exchange Commission, this changed. See also: New Deal.

Securities Act of 1933

A landmark securities law intended to improve the flow of information to potential investors in new security issues and to prohibit certain selling practices relating to those issues. Issuing firms are required to register their securities with the federal government, and investment bankers must provide investors with a prospectus. Secondary issues, private offerings, and certain small issues are usually exempted from requirements of the Act.

Mentioned in	?		References in periodicals archive	?		Financial browser	?		Full browser	?
Due Diligence Meeting Due-Diligence Meeting Exempt Securities Exempt Security Gypsy Swaps indenture qualification statement Intrastate Offering Registration Regulation A Regulation D Rule 13-d Rule 144A Rule 254 Securities Exchange Act of 1934	The Transition Office will lead all aspects of the transition, including the development of the federal Securities Act, collaborating with provinces and territories, and developing and implementing a transition plan with respect to organizational and administrative matters," a ministry statement said. Canada moves toward single securities regulator by AFP / AFP American Edition Moreover, the recently enacted Federal Securities Act imposes very stringent liabilities upon directors of corporations in connection with the issuance of new securities. Memorandum: regarding the responsibility of directors and an outline ... by Weinberg, Sidney J. / Directors & Boards Expand liability for a "control person" in a securities case (follows the federal Securities Act of 1933). Reform: If you think you aren't impacted, think again by Benton, Barbara / Catalyst (Dublin, Ohio)	Federal Intermediate Credit Bank Federal Intermediate Credit Banks Federal intrafund transactions Federal Land Bank Federal Land Banks Federal margin call Federal Maritime Commission Federal National Mortgage Association Federal Officials Bond Federal Open Market Committee Federal Open Market Committee Minutes Federal Poverty Level Federal Power Commission Federal Register Federal Reserve Act of 1913 Federal Reserve Bank Federal Reserve Board Federal Reserve District Federal Reserve Fedwire Federal Reserve Float Federal Reserve notes Federal Reserve System federal rule for condemnations Federal Savings and Loan Association Federal Savings and Loan Insurance Corporation Federal Securities Act federal tax lien Federal Trade Commission Federal Trade Commission Act of 1914 Federal Unemployment Tax Act federally chartered banks Federally related institutions federally related transaction Federally Sponsored Corporate Security Fedwire Fee fee appraiser fee simple fee simple defeasible fee simple determinable Fee Table fee tail Fee-and-commission compensation Fee-Based Compensation Fee-Based Investment Fee-for-Service Fee-only compensation Feed Ratio Feedback Systems Feeder Cattle Feeder Fund	Federal Rules of Criminal Procedure Federal Rules of Evidence Federal Rules of Evidence Federal Safe Routes to School Federal Safety and Health Council Federal Sales Tax Federal Savings & Loan Insurance Corporation Federal Savings and Loan Association Federal Savings and Loan Association Federal Savings and Loan Association Federal Savings and Loan Association Federal Savings and Loan Association Federal Savings and Loan Associations Federal Savings and Loan Corporation Federal Savings and Loan Corporations Federal Savings and Loan Insurance Corporation Federal Savings and Loan Insurance Corporation Federal Savings and Loan Insurance Corporation Advisory Council Federal Savings and Loan Insurance Corporation Resolution Fund Federal Savings Association Federal savings associations federal savings bank federal savings bank Federal School Code Federal School Research Collaboration Fund Federal Screw Works Federal Sector Equal Employment Opportunity Regulation Federal Sector Mediation Services Federal Secure Telephone Network Federal Secure Telephone Service Federal Securities Act Federal Security Administration Federal Security Agency Federal Security Bureau Federal Security Code Federal Security Directorates Federal Security Risk Manager Federal Security Service Federal Security Service Federal Security Service of the Russian Federation Federal Seed Act of 1939 Federal Segment Architecture Methodology Federal Sentencing Guidelines for Organizations Federal Sentencing Reporter Federal Service Federal Service Federal Service Entrance Examination Federal Service for Economic and Tax Crimes Federal Service for Financial Markets, Russia Federal Service for Military-Technical Cooperation Federal Service for Veterinary and Phytosanitary Surveillance Federal Service Impasses Panel Federal Service Labor Management Relations Statute Federal Services International Corporation Federal Signal Corporation Federal Small Business Administration Federal Small Business Technology Council, Inc.

Mentioned in

References in periodicals archive

Financial browser

Full browser

Due Diligence Meeting
Due-Diligence Meeting
Exempt Securities
Exempt Security
Gypsy Swaps
indenture qualification statement
Intrastate Offering
Registration
Regulation A
Regulation D
Rule 13-d
Rule 144A
Rule 254
Securities Exchange Act of 1934

The Transition Office will lead all aspects of the transition, including the development of the federal Securities Act, collaborating with provinces and territories, and developing and implementing a transition plan with respect to organizational and administrative matters," a ministry statement said.

Canada moves toward single securities regulator by AFP / AFP American Edition

Moreover, the recently enacted Federal Securities Act imposes very stringent liabilities upon directors of corporations in connection with the issuance of new securities.

Memorandum: regarding the responsibility of directors and an outline ... by Weinberg, Sidney J. / Directors & Boards

Expand liability for a "control person" in a securities case (follows the federal Securities Act of 1933).

Reform: If you think you aren't impacted, think again by Benton, Barbara / Catalyst (Dublin, Ohio)

Federal Intermediate Credit Bank

Federal Intermediate Credit Banks

Federal intrafund transactions

Federal Land Bank

Federal Land Banks

Federal margin call

Federal Maritime Commission

Federal National Mortgage Association

Federal Officials Bond