Exempt securities

Exempt securities

Exempt Securities

Securities that do not need to be registered with the SEC under the Security Act of 1933 or the Securities Exchange Act of 1934. Examples of exempt securities include small issues, agency securities, most other debt instruments issued by the federal or a local government, and issues made only in a single state. Private placements are also usually exempt from registration.
References in periodicals archive ?
Contract awarded for Rental truck 4 x 4 o van for social support program is required provider registered in chileproveedores, acceptance of a purchase order 30 days in bid exempt securities of application 015 dideco.
He represents corporate buyers, sellers and target companies in complex mergers, acquisitions and divestitures; issuers and underwriters in public securities offerings; issuers, investors and placement agents in private and exempt securities offerings; portfolio I companies and investors in private equity transactions; I and institutional lenders and borrowers in secured financing
It is organized into 19 chapters, dealing with such topics as exempt securities, secondary distributions, insider trading, shareholder voting, and corporate takeovers.
For example, for exempt securities acquisition loans relying on the 50% interest exclusion under IRC section 133, loans made after July 10, 1989, were limited to 15 years (subject to certain grandfather rules).
Contract awarded for Type sedan car rental office transfer to opd, registered in required provider chileproveedores, acceptance of purchase order to 60 days, exempt securities in bid, request for dideco 044.
Gaynor represents corporate buyers, sellers and target companies in complex mergers, acquisitions and divestitures; issuers and underwriters in public securities offerings; issuers, investors and placement agents in private and exempt securities offerings; portfolio companies and investors in private equity transactions; and institutional lenders and borrowers in secured financing transactions.
Filing exempt securities allow insurers to report these holdings to regulators without submitting them to the securities valuation office, the NMC said.
Targeted to institutional money managers, issuers of tax- exempt securities and individual investors, it considers the key issues of importance to municipal investors ranging from changes in the tax laws, to fundamental shifts in the credit outlook, to supply/demand dynamics, to the near-term cyclical outlook.
The fund invests substantially all of its assets in tax exempt securities.
The Fund invests substantially all of its total assets in tax exempt securities.
Securities Registration, Exempt Securities, and Exempt Transactions