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Exempt List

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Exempt List
Sophisticated investors, usually institutional investors, who are considered informed enough that new issues can be marketed to them without a prospectus. This exemption reduces the cost of private placements.


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Smith, who shrewdly rebuilt the Chargers into AFC title contenders, placed Antonio Gates on the Roster Exempt List when negotiations on a new contract with the All-Pro tight end weren't going anywhere.
``It' like losing your job,'' he said of falling off the exempt list.
 
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