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Due diligence meeting |
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Due diligence meeting Meeting legally required to be held by an underwriter to enable brokers to question a new issuer about an upcoming issue. Due Diligence Meeting An internal meeting held after the registration of a new securitywith the SEC but before the registration's effective date. Under the Securities Act of 1933, all accountants, counsel, underwriters, and managerscan be held civilly liable for knowingly making false or misleading statements in the registration documents. In order to shield themselves from liability, representatives of the registrant conduct a meeting before the registration becomes effective to discuss and if necessary remedy any issues that may have arisen. This is considered a necessary part of due diligence prior to the issuance of a new security. How to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit webmaster's page for free fun content. |
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Joe Barile, Essex & York's CEO, stated, "We are disappointed with the performance of Stratus and by the events that have transpired since the due diligence meeting with Stratus prior to the secondary offering. The due diligence meeting onboard the ship afforded attendees an opportunity to experience a mid-week cruise and to get an up-close view of the Company's existing ship. a publisher of interactive multimedia CD-ROM software for the small office/home office and family lifestyle markets, announced Thursday that it will conduct a due diligence meeting in New York City on Nov. |
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