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Corporate Financing Committee

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Corporate financing committee

A committee of the NASD that reviews underwriters' SEC-required documents to ensure that proposed markups are fair and in the public interest.

A council of the National Association of Securities Dealers that determines the fairness of markups made by underwriters on securities issues.

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Roberts also sits on the 29-member board of governors of the NASD, and the NASD corporate financing committee, which deals with the regulation of corporate finance issues.

Investment banker Roberts gets top job at securities regulator by Los Angeles Business Journal

In addition to chairing the Corporate Financing Committee of the National Association of Securities Dealers, Ms.

Lawton W. Fitt Joins CIENA Board of Directors by Business Wire

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