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Corporate Financing Committee

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Corporate financing committee
A committee of the NASD that reviews underwriters' SEC-required documents to ensure that proposed markups are fair and in the public interest.

Corporate Financing Committee
A body of FINRA that reviews SEC filing materials prior to a new issue of a security. Its most important duty is to ensure that mark-ups that underwriters charge for shares of the new issue are fair. It also existed when FINRA was the National Association of Securities Dealers.

Corporate Financing Committee
A council of the National Association of Securities Dealers that determines the fairness of markups made by underwriters on securities issues.


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He is currently co-chairman of the SIA's Syndicate Committee and serves on the Corporate Financing Committee of the National Association of Securities Dealers (NASD).
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