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Corporate Financing Committee |
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Corporate financing committee A committee of the NASD that reviews underwriters' SEC-required documents to ensure that proposed markups are fair and in the public interest. Corporate Financing Committee A body of FINRA that reviews SEC filing materials prior to a new issue of a security. Its most important duty is to ensure that mark-ups that underwriters charge for shares of the new issue are fair. It also existed when FINRA was the National Association of Securities Dealers.
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