Corporate Financing Committee

Corporate financing committee

A committee of the NASD that reviews underwriters' SEC-required documents to ensure that proposed markups are fair and in the public interest.

Corporate Financing Committee

A body of FINRA that reviews SEC filing materials prior to a new issue of a security. Its most important duty is to ensure that mark-ups that underwriters charge for shares of the new issue are fair. It also existed when FINRA was the National Association of Securities Dealers.

Corporate Financing Committee

A council of the National Association of Securities Dealers that determines the fairness of markups made by underwriters on securities issues.
References in periodicals archive ?
Previous to his recent appointments, Roberts served as Chairman of the NASD's National Business Conduct Committee, Corporate Financing Committee and Executive Committee.
He is currently co-chairman of the SIA's Syndicate Committee and serves on the Corporate Financing Committee of the National Association of Securities Dealers (NASD).
Roberts currently serves on the NBCC and on the NASD's Corporate Financing Committee and is a former co-chairman of the California District Committee.
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