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Commodity Pool Operator

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Commodity Pool Operator
An individual or a limited partnership that operates a commodity pool. That is, a commodity pool is a fund in which investors contribute capital for participation in the futures and option markets. The commodity pool operator is either the management of the commodity pool or, more commonly, is hired by management to make investment decisions on behalf of the pool. Generally speaking, a person or company hired to serve as a commodity pool operator is a licensed commodity trading adviser.


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The firm is also registered pursuant to the Commodity Exchange Act, as amended, as a commodity pool operator and commodity trading advisor and is a member of the National Futures Association as a CPO and a CTA.
They also analyze how the regime applies to securities brokers and dealers, foreign banks, investment companies and advisers, futures commission merchants, and commodity pool operators and trading advisers.
SAM is registered as a Commodity Pool Operator (CPO) and as a Commodity Trading Advisor (CTA) with the Commodity Futures Trading Commission and is a member of the National Futures Association (NFA ID #0391475).
 
 
 
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