13(a)(4) was rescinded as part of the rule, meaning that commodity pool operators
(CPOs) who were currently relying on this exemption will now have to either rely on a separate exemption or register with the CFTC by December 31st, 2012.
Picciotto will be responsible for all aspects of regulatory compliance for OFI's five affiliated investment advisers as well as its three commodity pool operators
and advisers, two transfer agents, broker-dealer, and state-chartered trust company, providing compliance services to more than 100 mutual funds and dozens of institutional accounts.
Geffner, 45, oversees Sadis & Goldberg's Financial Services Group, where he advises private investment vehicles, investment advisory organizations, broker-dealers, commodity pool operators
and other investment fiduciaries.
Commodity Futures Trading Commission (the "CFTC") adopted final amendments to its rules relating to commodity pool operators
("CPOs") and commodity trading advisors ("CTAs").
The new Widmer Options site was developed for active futures traders, managed futures investors, and industry professionals including Commodity Trading Advisors and Commodity Pool Operators
Commodity Trading Advisors and Commodity Pool Operators
- a Primer
These innovative offerings will expand FXDD's services and allow institutions, including hedge funds, fund managers, commodity pool operators
(CPOs) and select banks to diversify their portfolio exposure and manage their risk.
Jon works exclusively with clients in the financial services industry and has particular expertise in meeting the needs of domestic and offshore investment partnerships/companies, commodity pool operators
and commodity trading advisors, fund of funds, registered investment advisers, broker-dealers, futures commission merchants, regulated investment companies, business development companies and specialty finance companies.