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Code of Procedure

   Also found in: Acronyms 0.01 sec.
Code of procedure
The guide of the National Association of Securities Dealers used to adjudicate complaints filed against NASD members.
Code of Procedure
Rules of the National Association of Securities Dealers for settling disputes among members or complaints against NASD members by outsiders.


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The warning comes after the Authority recently slapped a fine of Dh200,000 against a contracting company for violating the instructions and code of procedures without seeking the consent of the Consultant and the RTA.
'No Compromise on Safety' by Khaleej Times (Dubai, United Arab Emirates)
FINRA's hearing process is governed by FINRA's Code of Procedures and administered by FINRA's independent Office of Hearing Officers.
National Association Of Insurance Commissioners Mandates Climate ... by Mondaq Business Briefing
Dubai: The Roads and Transport Authority (RTA) took stringent measures against a contracting company undertaking one of its projects, including the imposition of a Dh200,000 fine for violating the instructions and code of procedures without seeking the consent of the Consultant and the RTA to do a night-time job.
Contractor fined for flouting guidelines by Gulf News (United Arab Emirates)
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