O'Brien & Associates (RJO), an independent futures brokerage and clearing firm
in the United States, has said that it has appointed Elena Patimova as senior vice president, Business Development within its London-based affiliate, R.
Leading wealth management technology solution provider FolioDynamix announced its partnership with Apex Clearing, an independent, full-service clearing firm
, to usher in a new wave of customer-centric investment technology in the wake of the DOL Fiduciary Rule, the company said.
For example, a clearing firm
commonly charges $1 for postage and handling fees, and the broker-dealer charges between $4 and $7.
Until a few years ago, he explains, no custodian or clearing firm
had services geared to retirement plan advisers; the focus was on wealth managers.
The unexpected collapse of Adler, Coleman, however, strained the Wall Street safety net: Adler is the first major clearing firm
to fail in the 25-year history of the Securities Investor Protection Corp.
iceFish manages data translation from proprietary formats to FIXML/FpML and vice versa, allowing the clearing firm
to maintain all data in one, single format.
as reps and B/Ds seek more efficiency and to offer more and better services to clients, technology platforms like NetX360 with its Black Diamond reporting software from the biggest clearing firm
, Pershing, can make a serious difference.
Yesterday, Quadriserv announced that it was working to complete an agreement with a clearing firm
that would enable it to "operate a centralized securities lending platform.
We anticipate filing additional complaints against at least one other brokerage and clearing firm
with FINRA in the near future.
Financial Services Clearing firm
ranks #10 on the prestigious Queen's University ranking of Canada's best employers
CHICAGO -- Chicago Board of Trade (CBOT), together with ADM Investor Services (ADMIS), an industry-leading futures clearing firm
, today announced a Commodity Trading Workshop to be held in Anaheim, California.
CHICAGO -- ADM Investor Services (ADMIS), an industry-leading futures clearing firm
, together with the Chicago Board of Trade (CBOT), today announced a workshop to be held in Anaheim, California.