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Civil Money Penalty

   Also found in: Medical, Acronyms, Encyclopedia, Wikipedia 0.01 sec.
Civil Money Penalty
A fine assessed by a court on a person or entity that has profited from violations of securities law and regulation. For example, if a broker makes illegal insider trades from information gleaned from a client, he/she may have to pay a civil money penalty. Ordinarily, the civil money penalty is equal to the profit that the violator made from his/her activities.
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According to HUD, the Mortgagee Review Board found that Golden First Mortgage failed to inform HUD/FHA of an investigation by the Office of Thrift Supervision (OTS) that centered on the business activities of the company's president, including his involvement in a civil money penalty.
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If an examiner violates the one-year restriction, the act requires the appropriate federal banking agency to seek an order of removal and industry-wide employment prohibition for up to five years, a civil money penalty of up to $250,000, or both.
Agencies propose rules on post-employment restrictions for senior ... by Federal Reserve Bulletin
 
 
 
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