CCO

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CCO

Chief Compliance Officer.
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The research reveals that General Counsel and Chief Compliance Officers are continuing to concentrate on increasing department efficiencies & improving cost management.
MCMAHON (Calpine Corporation), Senior Vice President, Internal Audit and Chief Compliance Officer
Previously, he served as deputy general counsel, chief compliance officer and risk manager at Integro Insurance Brokers in New York City, and as deputy superintendent and general counsel of the former New York State Department of Insurance.
Brad's in-house experience as general counsel and chief compliance officer, as well as his years of advising private investment firms, will complement the capabilities of our practice," added Marc Elovitz, head of Schulte Roth & Zabel's 70-attorney regulatory and compliance practice.
Pulaski Bank has announced that it has named a senior vice president and chief compliance officer.
After more than four years at the helm of the Rail Systems and Mobility Divisions, Hans-Jorg Grundmann will assume new duties as Chief Compliance Officer of Siemens AG at the beginning of the new fiscal year.
Headline of release should read: Triad Advisors Promotes Chet Payne to Executive Vice President, Chief Operating Officer and Ernie Strauss to Senior Vice President, Chief Compliance Officer (sted Triad Advisors Promotes Chet Payne to Executive Vice President, Chief Operating Officer and Ernie Strauss to Senior Vice President, Chief Operating Officer).
options and equities markets, announced today the appointment of Erin Preston as Chief Compliance Officer.
In the new role, Pruitt will report to Allianz Life chief compliance officer, Mike Brennan.
Clark to Chief Compliance Officer, with a banking career that has spanned over 33 years, Ms.
He served more than nine years as Chief Compliance Officer of Knight Capital Markets LP, now known as KCG Holdings, Inc.
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