Printer Friendly
Dictionary, Encyclopedia and Thesaurus - The Free Dictionary
1,766,858,629 visitors served.
forum mailing list For webmasters
?
New: Language forums
Dictionary/
thesaurus
Medical
dictionary
Legal
dictionary
Financial
dictionary
Acronyms
 
Idioms
Encyclopedia
Wikipedia
encyclopedia
?

Central Registration Depository

   Also found in: Medical, Acronyms, Wikipedia 0.02 sec.
Central Registration Depository (CRD)
A computerized database with information about most brokers, some investment advisers, their representatives, and the firms they work for. The CRD provides information about brokers' educational backgrounds, regulatory problems, and investor complaints.

Central Registration Depository (CRD). The Central Registration Depository (CRD) is an automated database maintained by NASD.

The database contains records and information about registered securities employees, including employment history, licensing status, the firms that employ them, and any disciplinary actions taken against them.

You can access some of the information about a broker's regulatory background and registration in the database free of charge through NASD's BrokerCheck service at www.nasd.com. You can generally obtain even more extensive information from the CRD through your state's securities regulator.



How to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit webmaster's page for free fun content.
?Page tools
Printer friendly
Cite / link
Email
Feedback
Add definition
? Mentioned in ? References in periodicals archive
 
The CRD number corresponds to a broker's or broker-dealer's record located in the Central Registration Depository, a computer database of brokers and broker-dealers maintained by FINRA.
SEC Adopts Final Rules For Electronic Filing Of Form D By Issuers Of ... by Mondaq Business Briefing
The Central Registration Depository contains detailed information on the industry's 505,000 brokers, including employment and educational history, customer complaints, fines and settlements from arbitrations or court actions.
INTERNET TO OFFER SCOOP ON WALL STREET BROKERS by Daily News (Los Angeles, CA)
As detailed in Regulatory Notice 08-20, such allegations would be reported in the same way as customer complaints are now reported - to the Central Registration Depository (CRD), within 30 days, on Forms U4 and U5.
FINRA Proposes Rule Change to Require Reporting of Customer ... by Business Wire
More results
 
Financial browser? ? Full browser
 
Central Region Signal Group
Central Region Traffic Enforcement Network
Central Region United Synagogue Youth
Central region usy
Central Region, Eritrea
Central Region, Ghana
Central Region, Malawi
Central Region, Singapore
Central Regional Air Planning Association
Central Regional Dental Test
Central Regional Dental Testing Service
Central Regional Dental Testing Service
Central Regional Detention Center
Central Regional Health Authority
Central Regional High School
Central Regional Laboratory
Central Regional Meeting of the American Chemical Society
Central Regional Office
Central Regional School District
Central Register and Clearing House Ltd.
Central Register of Business Establishments
Central Register of Disaster Management Capacities
Central Registered Body in Scotland
Central Registery Of War Criminals And Security Suspects
Central Registration Depository
Central Registration Management Administration
Central Registry for Child Protection
Central Registry of Drug Abuse
Central Registry of State Judicial Administrations
Central Registry of War Criminals and Security Suspects
Central Registry of War Criminals and Security Suspects (CROWCASS)
Central Regulatory Domain Agent
Central Remedial Clinic
Central Repair Facility
Central Reporting Center
Central Repository for Rods
Central Repository of Incidents, Solutions, and Problems
Central Reproduction Department
Central Republican Diagnostic Laboratory
Central Research
Central Research and Development
Central Research and Development
Central Research and Development Labs
Central Research Development Fund
Central Research Fund
Central Research Institute for Dryland Agriculture
Central Research Institute for Field Crops
Central Research Institute for Food Crops
Central Research Institute for Horticulture
 
Financial Dictionary
?

Disclaimer | Privacy policy | Feedback | Copyright © 2009 Farlex, Inc.
All content on this website, including dictionary, thesaurus, literature, geography, and other reference data is for informational purposes only. This information should not be considered complete, up to date, and is not intended to be used in place of a visit, consultation, or advice of a legal, medical, or any other professional. Terms of Use.