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Central Registration Depository

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Central Registration Depository (CRD)
A computerized database with information about most brokers, some investment advisers, their representatives, and the firms they work for. The CRD provides information about brokers' educational backgrounds, regulatory problems, and investor complaints.

Central Registration Depository (CRD). The Central Registration Depository (CRD) is an automated database maintained by NASD.

The database contains records and information about registered securities employees, including employment history, licensing status, the firms that employ them, and any disciplinary actions taken against them.

You can access some of the information about a broker's regulatory background and registration in the database free of charge through NASD's BrokerCheck service at www.nasd.com. You can generally obtain even more extensive information from the CRD through your state's securities regulator.



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The CRD number corresponds to a broker's or broker-dealer's record located in the Central Registration Depository, a computer database of brokers and broker-dealers maintained by FINRA.
The Central Registration Depository contains detailed information on the industry's 505,000 brokers, including employment and educational history, customer complaints, fines and settlements from arbitrations or court actions.
As detailed in Regulatory Notice 08-20, such allegations would be reported in the same way as customer complaints are now reported - to the Central Registration Depository (CRD), within 30 days, on Forms U4 and U5.
 
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