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CRD |
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Central Registration Depository (CRD). The Central Registration Depository (CRD) is an automated database maintained by NASD. The database contains records and information about registered securities employees, including employment history, licensing status, the firms that employ them, and any disciplinary actions taken against them. You can access some of the information about a broker's regulatory background and registration in the database free of charge through NASD's BrokerCheck service at www.nasd.com. You can generally obtain even more extensive information from the CRD through your state's securities regulator. How to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit webmaster's page for free fun content. |
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The FSA said that even though aspects of the CRD have not been finalized, it wants to provide banks with as much early clarity as possible on the likely changes that will be necessary. Wall Street firms have complained that the CRD system is a "toxic waste dump" because it contains many outdated records and customer complaints that were never pursued. Ron Driedger, director of Municipal Waste Reduction for the British Columbia Ministry of the Environment, says that targets had been set for CRD to have primary treatment plants operating by 2002, and secondary treatment by 2008. |
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