Brokerage Window

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Brokerage Window

The ability for an account holder to have control over at least some of the investments made on his/her IRA or 401(k). That is, either the account holder or a designated representative has the ability to make investments with the contributions made to the account. This increases the potential return on a retirement account, but also increases the risk associated with it. See also: Self-directed IRA.

Brokerage window. A 401(k) account that permits its plan participants to buy and sell investments through a designated brokerage account is said to offer a brokerage window.

Any securities trades you authorize for your account are made through this brokerage account. Transaction fees are subtracted as those orders are executed.

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No references found			In Hecker, the courts said Erisa does not require plans to disclose revenue sharing and rejected the argument that the investments were too expensive, noting participants could access more than 2,500 mutual funds through the plan's brokerage window. 401(k) fees showdown: although courts have sided with 401(k) plan ... by Kelly, Susan / Treasury & Risk In addition, plan auditors may experience difficulty in obtaining brokerage window investment information by individual investment categories (common stocks, mutual funds, employer securities, etc. Brokerage window investments in employee benefit plans. (regulatory ... by CPA Letter Self-Directed Accounts Self-directed brokerage windows are offered in 15. PSCA Releases 52nd Annual Survey of Profit Sharing and 401(k) Plans by Business Wire			Broadcaster Broadside Brochure Brochureware Broken Date Broken Up broker Broker Association Broker Call Loan Broker Comparison Broker ITS Broker Loan Rate Broker of Record broker price opinion Broker Recommendations Broker's Call Broker's Loan Broker-Dealer broker-in-charge brokerage Brokerage Account Brokerage Department Brokerage Firm Brokerage General Agent Brokerage Supervisor Brokerage Window Brokered CD Brokered Deposit Brokered Market Brokers' Loans Bronzing Brookings Institution broom clean Brought Over the Wall Brown Goods Brownfield Brownfield Investment brownfields brownstone Browser BRR Brunei Dollar Brussels Principles of Valuation Brussels Stock Exchange Bruttoeinkommen Bruttogewinn Bruttoinlandsprodukt Bruttosozialprodukt Bruttoumsatz BRZ BS			Brokerage Allowances Brokerage Allowances Brokerage Department Brokerage Departments Brokerage Fee Brokerage Fee Brokerage Fee Brokerage Fee Brokerage Fee Brokerage Fees Brokerage Fees Brokerage Fees Brokerage Fees Brokerage Fees brokerage firm brokerage firm brokerage firm brokerage firm brokerage firm Brokerage Firms Brokerage Firms Brokerage General Agent Brokerage General Agent Brokerage General Agents brokerage house brokerage house brokerage house brokerage house Brokerage Supervisor Brokerage Supervisors Brokerage Window Brokerage Windows Brokerages Brokerages Brokerages Brokerages Brokerages brokered brokered brokered brokered Brokered CD Brokered CDs Brokered Certificate of Deposit Brokered Certificates of Deposit Brokered Deposit Brokered Deposits Brokered Login Transaction Brokered Login Transaction Client Brokered Login Transaction Service Brokered market Brokered Markets brokered private peering brokering brokering brokering brokering Brokerly brokers brokers brokers

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