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Brokerage window |
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Brokerage window. A 401(k) account that permits its plan participants to buy and sell investments through a designated brokerage account is said to offer a brokerage window. Any securities trades you authorize for your account are made through this brokerage account. Transaction fees are subtracted as those orders are executed. How to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit webmaster's page for free fun content. |
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| 3 is make sure when you buy it you're getting good execution through brokerage window. Noting that the plan provided, as an investment option, an open brokerage window that made available more than 2,500 mutual funds to participants, the court opined that is "untenable to suggest" that all of the funds charged excessive expense ratios. In addition, plan auditors may experience difficulty in obtaining brokerage window investment information by individual investment categories (common stocks, mutual funds, employer securities, etc. |
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