According to the CPAs, CFOs and attorneys interviewed for this article, most brokerage firms
know the rules and have no problem complying with them.
By pushing into financial planning, brokerage firms
are competing more and more with the established financial planning industry, raising some general concerns among the planners.
generally have been free to impose as long a float as the market will bear, said Larry Kosciulek, an assistant director at the National Association of Securities Dealers.
The lawsuit in Helsinki District Court continues between two banks and brokerage firms
and OMX' subsidiaries and APK.
We believe that this partnership agreement will enable us to move to the next tier of brokerage firms
and to enhance our capabilities.
To select the winner of this annual award, each quarter Dalbar evaluated the seven main direct brokerage firms
in Canada according to four criteria: professional attitude of representatives, client response time, proactivity in informing and guiding clients, and general knowledge.
Given the events of the past few years in the investment industry that have shaken the confidence of some investors, it's important that brokerage firms
examine their market position and core competencies in the light of customer satisfaction.
Through the system brokerage firms
and owners can obtain new property listings more efficiently without having to rely on time-consuming methods of finding space, such as phone calls and site visits.
The integrated petroleum company, which is scheduled to report its third quarter numbers on Oct 25, is considered a large-cap stock to own for the long term with three of the leading brokerage firms
Through the system, which goes into effect January 19, 2005, brokerage firms
and owners will obtain new property listings more efficiently without having to rely on time-consuming methods of finding space, such as phone calls and site visits.
It is supervised by the NASD, an organization that includes virtually all brokerage firms
in the country and that is charged with regulating the market.
Pegasus Wireless Corporation (Nasdaq:PGWC), a leading provider of advanced wireless solutions, issued today an update to brokerage firms
as well as shareholders who are eligible to receive the property dividend that was announced on August 4, 2006.