Brokerage Supervisor

Brokerage Supervisor

A person who finds and trains brokers. The brokerage supervisor ensures that the other brokers follow all applicable laws and regulations and may be legally liable if one of the brokers under his/her direction commits securities fraud. The brokerage supervisor also sells securities to the brokers, who then sell them to clients.
References in periodicals archive ?
We're excited to have Lisa join our service team here in the Dakotas,' said Debra Galt, insurance brokerage supervisor for Wells Fargo Insurance Services' North Dakota and Minnesota offices.
We're excited to have Lisa join our service team here in the Dakotas," said Debra Galt, insurance brokerage supervisor for Wells Fargo Insurance Services' North Dakota and Minnesota offices.