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Beneficial owner |
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Beneficial Owner As used for most purposes under the federal securities laws. A beneficial owner of stock is any person or entity with sole or shared power to vote or dispose of the stock. This SEC definition is intended to include a holder who enjoys the benefits of ownership although the shares may be held in another name.
Beneficial owner. When your stocks are registered in street name, the brokerage firm has title to the stocks but you are the beneficial owner, or the person who actually benefits from owning the stock. How to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit webmaster's page for free fun content. |
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| Form W-8BEN, Certificate of Foreign Status of Beneficial Owner for U. Name of beneficial owner Number of Percentage Shares of class Kosti Shirvanian 5,540,300 38. 1550 (1993), that the right to escheat funds held by intermediary banks, brokers and depositories on behalf of beneficial owners who cannot be identified or located belongs to the state in which the intermediary is incorporated. |
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