Advisers Act

0.01 sec.

Investment Advisers Act

Legislation in the United States defining an investment adviser as a person who provides professional advice on how to manage investments or makes investments on behalf of a client. Under amendments to the Advisers Act, investment advisers with more than $25 million under management are required to register with the SEC. The act defines the liability of investment advisers and provides guidelines on the fees and commissions they may collect. Additionally, the Act provides certain anti-fraud provisions protecting investors from predatory advisers, even those not registered with the SEC.

Advisers Act

See Investment Advisers Act of 1940.

Want to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit the webmaster's page for free fun content.

?Page tools

Printer friendly
Cite / link

Feedback
Add definition

Mentioned in	?		References in periodicals archive	?		Financial browser	?		Full browser	?
Investment Adviser Investment Advisers Act Investment Advisers Act of 1940 Investment Company Act Investment Company Act of 1940 Investment Consultant Investment Counsel Association of America Registered Investment Adviser			33-8766 (the "Release") proposed an anti-fraud rule that would be new under the Investment Advisers Act of 1940 (the "Advisers Act"). Sec Proposes anti-Fraud Rules to More Closely Regulate Hedge Funds & ... by Robert Masud, Esq. / Consumer news, advice, product reviews community While broker-dealers are regulated under the Securities Exchange Act of 1934, investment advisers are regulated under the Investment Advisers Act of 1940. SEC describes investment professional regulation study by California CPA A lot has changed in the accounting profession since the Investment Advisers Act of 1940 (Advisers Act). Tax advice or investment advice: where is the line? by Fohn, Dick / The Tax Adviser			Advertised Price Advertisement Advertiser Advertisers Liability Insurance Advertising Age Advertising Agency Advertising Allowance Advertising Appropriation Advertising Checking Bureau Advertising Club of New York Advertising Contract Advertising Costs Advertising Council Inc. Advertising Manager Advertising Research Foundation Advertising Reserve Advertising Weight Advertising Women of New York Advertorial Advice of Acceptance Advice of Fate Advice of Nonacceptance Advise Fate Advised Credit Advised Line of Credit Advisers Act Advisers' Sentiment Advising Bank Advisory Account Advisory Broker Advisory Committee Advisory Committee for the Co-ordination of Information Systems Advisory Committee on Export Policy Advisory Committee on Trade Policy and Negotiations Advisory Fee Advisory Letter Advisory, Conciliation and Arbitration Service Advocacy Advertisement Advocacy Center Advogado Adweek AE AED Aeromexico aesthetic value aesthetic zoning Aesthetics AEX AF AFA Affacturage a forfeit			advise together advise with Advise with Correct Time advised advised advised advised Advised Credit Advised Credit Line Advised Credit Lines Advised Credits Advised Line of Credit Advised Lines of Credit advisedly advisedly Advisedness advisee advisement advisement advisement adviser adviser adviser adviser Adviser Compliance Associates, LLC Adviser's Sentiment Adviser's Sentiments advisers advisers advisers Advisers Act Advisers Big Day Out Advisers Sentiment Advisers Sentiments advisers' sentiment Advisers' Sentiments Advisers’ Professional Partnership Program Advisership advises advises advises advising advising advising Advising bank Advising bank Advising Banks Advising High-Technology Companies Advising Smokers to Quit Advising, Tutoring, Testing/Disabilities, International Student Center Adviso advisor advisor advisor advisor Advisor for the Intelligent Resolution of Predicted Aircraft Advisor Support Team advisories advisories advisories advisors

Financial Dictionary

Free Tools:	For surfers: Free toolbar & extensions \| Word of the Day \| Help For webmasters: Free content \| Linking \| Lookup box \| Double-click lookup

Disclaimer
All content on this website, including dictionary, thesaurus, literature, geography, and other reference data is for informational purposes only. This information should not be considered complete, up to date, and is not intended to be used in place of a visit, consultation, or advice of a legal, medical, or any other professional.