ADV Form

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ADV Form

A form that all investment advisers who manage more than $25 million in assets are required to file with the SEC. The form discloses the adviser's education, fees, investment strategies, disciplinary actions (if any), and other information.
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The broker-dealers are ranked by the number of registered representatives in Arkansas, and the money managers--officially registered investment advisers--are ranked by assets under management as reported on their latest ADV forms filed with the Securities & Exchange Commission.
He specializes in the Investment Advisers Act of 1940, disclosure statements, marketing materials, ADV Forms and U-4s.
The list uses data from the companies' ADV forms filed with the SEC, which registered investment advisers file pretty much whenever they want.