ADV Form

(redirected from ADV Forms)

ADV Form

A form that all investment advisers who manage more than $25 million in assets are required to file with the SEC. The form discloses the adviser's education, fees, investment strategies, disciplinary actions (if any), and other information.
Mentioned in ?
References in periodicals archive ?
The broker-dealers are ranked by the number of registered representatives in Arkansas, and the money managers--officially registered investment advisers--are ranked by assets under management as reported on their latest ADV forms filed with the Securities & Exchange Commission.
55 billion on its most recent ADV form, which was filed with the SEC last month.
The list uses data from the companies' ADV forms filed with the SEC, which registered investment advisers file pretty much whenever they want.